Disclosure
Gill Capital Partners and its representatives are in compliance with the current filing requirements imposed upon registered investment advisors by those jurisdictions in which Gill Capital Partners maintains clients. Gill Capital Partners may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Gill Capital Partners’ web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of Gill Capital Partners’ web site on the Internet should not be construed by any consumer and/or prospective client as Gill Capital Partners’ solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Gill Capital Partners with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Gill Capital Partners, please contact the SEC, FINRA or the state securities regulators for those states in which Gill Capital Partners maintains a filing. A copy of Gill Capital Partners’ current written disclosure statement discussing Gill Capital Partners’ business operations, service, and fees is available from Gill Capital Partners upon written request. Gill Capital Partners does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Gill Capital Partners’ web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including any investments and/or investment strategies referenced directly or indirectly by Gill Capital Partners on its web site, or indirectly by a link to an unaffiliated third party web site), will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deductions of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results. Certain portions of Gill Capital Partners’ web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Gill Capital Partners’ positions and/or recommendations of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendations(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Gill Capital Partners or from any other investment professional. Gill Capital Partners is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
SEC Rule 606 Disclosures
Gill Capital Partners, LLC, Member FINRA-SIPC clears through Hilltop Securities. To obtain best execution and redundant execution facilities, Hilltop Securities routes equity and option orders to a diverse group of market centers and regularly monitors the quality of the executions received. Hilltop Securities acts as a clearing broker for its affiliate Momentum Independent Network Inc. and several other firms they have executed clearing agreements with. The orders of those introducing brokers are routed to the same market centers and monitored as well for execution quality.
606 Order Routing Data (2019 Q1 to 2024 Q1)
Rule 606: Disclosure of order routing information replaces 11Ac1-6
606 Order Routing Data (2024 Q2 to Present)
https://www.finra.org/finra-data/606-nms-data